0000909012-15-000227.txt : 20150603 0000909012-15-000227.hdr.sgml : 20150603 20150603144110 ACCESSION NUMBER: 0000909012-15-000227 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Symmetry Surgical Inc. CENTRAL INDEX KEY: 0001616101 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88440 FILM NUMBER: 15909795 BUSINESS ADDRESS: STREET 1: 3034 OWEN DR. CITY: ANTIOCH STATE: TN ZIP: 30713 BUSINESS PHONE: 1-800-251-3000 MAIL ADDRESS: STREET 1: 3034 OWEN DR. CITY: ANTIOCH STATE: TN ZIP: 30713 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RTW INVESTMENTS, LLC CENTRAL INDEX KEY: 0001493215 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 16TH FLOOR, SUITE A CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-597-6980 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 16TH FLOOR, SUITE A CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 t307703.txt SSI UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON,D.C.20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ss. 240.13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO ss.240.13D-2 (AMENDMENT NO.___ )* SYMMETRY SURGICAL, INC. -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE -------------------------------------------------------------------------------- (Title of Class of Securities) 87159G100 ------------- (CUSIP Number) Krisha McCune 250 West 55th Street, 16th Floor, Suite A New York, NY 10019 646 593 7998 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) MAY 28, 2015 -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 87159G100 13G -------- ----------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS RTW Investments, LLC -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)[ ] (b)[X] -------- ----------------------------------------------------------------------- 3 SEC USE ONLY -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------- ----- ----------------------------------------- Number of Shares 5 SOLE VOTING POWER Beneficially 00,000 Owned By ----- ----------------------------------------- Each 6 SHARED VOTING POWER Reporting 523,205 Person ----- ----------------------------------------- With 7 SOLE DISPOSITIVE POWER 00,000 ----- ----------------------------------------- 8 SHARED DISPOSITIVE POWER 523,205 -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 523,205 -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.07% -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO, IA -------- ----------------------------------------------------------------------- Page 2 CUSIP No. 87159G100 13G -------- ----------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS RTW Master Fund Ltd. -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)[ ] (b)[X] -------- ----------------------------------------------------------------------- 3 SEC USE ONLY -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands -------------------------------- ----- ----------------------------------------- Number of Shares 5 SOLE VOTING POWER Beneficially 00,000 Owned By ----- ----------------------------------------- Each 6 SHARED VOTING POWER Reporting 523,205 Person ----- ----------------------------------------- With 7 SOLE DISPOSITIVE POWER 0,000 ----- ----------------------------------------- 8 SHARED DISPOSITIVE POWER 523,205 -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 523,205 -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.07% -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO -------- ----------------------------------------------------------------------- Page 3 CUSIP No. 87159G100 13G -------- ----------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Roderick Wong -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)[ ] (b)[X] -------- ----------------------------------------------------------------------- 3 SEC USE ONLY -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America -------------------------------- ----- ----------------------------------------- Number of Shares 5 SOLE VOTING POWER Beneficially 00,000 Owned By ----- ----------------------------------------- Each 6 SHARED VOTING POWER Reporting 523,205 Person ----- ----------------------------------------- With 7 SOLE DISPOSITIVE POWER 00,000 ----- ----------------------------------------- 8 SHARED DISPOSITIVE POWER 523,205 -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 523,205 -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.07% -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN, HC -------- ----------------------------------------------------------------------- Page 4 ITEM 1. (a) Name of Issuer: Symmetry Surgical, Inc. (b) Address of Issuer's Principal Executive Offices: 3034 Owen Drive Antioch, TN 37013 ITEM 2. 1. (a) Name of Person Filing: RTW Investments, LLC RTW Master Fund, Ltd. Roderick Wong (b) Address of Principal Business RTW Investments, LLC Office, or, if None, Residence: 250 West 55th Street, 16th Floor Suite A New York, NY 10019 RTW Master Fund, Ltd. c/o Walkers Corporate Services Limited Walker House 87 Mary Street Georgetown Grand Cayman KY1-9005 Cayman Islands Roderick Wong c/o RTW Investments, LLC 250 West 55th Street, 16th Floor Suite A New York, NY 10019 (c) Citizenship: RTW Investments, LLC--Delaware RTW Master Fund, Ltd. -- Cayman Islands Roderick Wong -- United States of America (d) Title of Class of Securities: COMMON STOCK, $0.0001 PAR VALUE PER SHARE (e) CUSIP Number: 87159G100 Page 5 ITEM 3. If this statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C.78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C.78c). (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance withss.240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance withss.240.13d-1(b)(1)(ii)(G). (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] A non-U.S. institution in accordance with ss.240.13d-(b)(1)(ii)(J). (k) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(K). If filing is a non-U.S. institution in accordance with ss.240.13d-(b)(1)(ii)(J) please specify the type of institution. ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: RTW Investments, LLC: 523,205 RTW Master Fund, Ltd.: 523,205 Roderick Wong: 523,205 (b) Percent of class: RTW Investments, LLC: 5.07% RTW Master Fund, Ltd.: 5.07% Roderick Wong: 5.07% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: RTW Investments, LLC: 0 RTW Master Fund, Ltd.: 0 Roderick Wong: 0 (ii) Shared power to vote or to direct the vote: RTW Investments, LLC: 523,205 RTW Master Fund, Ltd.: 523,205 Roderick Wong: 523,205 (iii) Sole power to dispose or to direct the disposition of: RTW Investments, LLC: 0 RTW Master Fund, Ltd.: 0 Roderick Wong: 0 (iv) Shared power to dispose or to direct the disposition of: RTW Investments, LLC: 523,205 RTW Master Fund, Ltd.: 523,205 Roderick Wong: 523,205 Page 6 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Persons. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below each party certifies that, to the best of his/her/its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Dated: June 3, 2015 RTW INVESTMENTS, LLC /s/ Roderick Wong ------------------ Rodrick Wong, Managing Member RTW MASTER FUND, LTD. June 3, 2015 /s/ Roderick Wong ------------------ Rodrick Wong, Managing Member RODERICK WONG June 3, 2015 /s/ Roderick Wong ------------------ Rodrick Wong Page 8